News & Media 4th Aug 2022

Board gets more teeth: SEBI widens ambit to proceed against intermediaries

Authors

Latest Thought Leadership

News & Media 14th Oct 2024

Stockbrokers breathe easy as bankruptcy cloud lifts

Read More
Alerts & Updates 14th Oct 2024

Trade Update – October 14, 2024

Read More
News & Media 14th Oct 2024

HNG Insolvency: AGI Greenpac And INSCO’s Battle In The Longest Running IBC Case: Explained

Read More
Articles 14th Oct 2024

Functionality to Dictate Function

Read More

The Securities and Exchange Board of India (SEBI) has amended the SEBI (Intermediaries) Regulations, 2008 and replaced the words ‘designated member’ with ‘competent authority’. In essence, SEBI has relaxed the process for conducting proceedings against intermediaries. As against whole time members only, now chief general managers, executive directors and WTMs are empowered to pass an order of cancellation or suspension of registration.

Against this backdrop, Abhiraj Arora, Associate Partner at Economic Laws Practice (ELP) has been quoted by Financial Express (India) in their article titled ‘Board gets more teeth: SEBI widens ambit to proceed against intermediaries’.

Click here to read the article

Privacy Policy

As per the rules of the Bar Council of India, lawyers and law firms are not permitted to solicit work or advertise. By clicking on the "I Agree" button, you acknowledge and confirm that you are seeking information relating to Economic Laws Practice (ELP) of your own accord and there has been no advertisement, personal communication, solicitation, invitation or any other inducement of any sort whatsoever by or on behalf of ELP or any of its members to solicit any work through this website.